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Preferential Allotment (SEBI ICDR)

Listed companies: preferential allotment with SEBI pricing formula and lock-in period

6 steps~111 days start to finishfiles PAS-3
If it’s filed late

MCA charges additional fees that rise with the delay, up to 12 times the normal filing fee. OnCompliance tracks the date and warns you before it costs anything.

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The steps, in order

1

Board Approval

Board approves preferential allotment with SEBI-compliant pricing.

within 7 days
2

Pass Special Resolution

Members approve via SR at GM.

within 30 days
3

SEBI ICDR Compliance

Ensure compliance with SEBI ICDR pricing formula, lock-in requirements, and disclosure norms.

within 14 days
  • SEBI ICDR pricing formula applied
  • Lock-in requirements met
  • Disclosure norms followed
4

Allot Shares

Allot shares as per SEBI timeline requirements.

within 15 days · document made for you
5

File PAS-3 with ROC

File return of allotment within 15 days.

within 15 days · files PAS-3 · document made for you
6

Apply for Listing Approval

Apply to stock exchange for listing of newly allotted shares.

within 30 days

Every guide runs like this in OnCompliance: steps in order, dates in view, paperwork made for you at each step.

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